compliance

About
Alba Compliance

Our mission is to promote an organisational
culture that encourages ethical business
conduct.

alba compliance
alba compliance

About Alba Compliance

Proactive and intelligent, we empower our clients to their
business success and long term sustainability.

Established in 2017, Alba Compliance is a start up consultancy firm specializing in Compliance, offering a comprehensive suite of support, outsourced by financial institutions, primarily
non-banks, handling pre- and post application processes.

Our mission is to promote an organisational culture that encourages ethical business conduct.

At Alba Compliance we pride ourselves to provide a one-stop compliance solutions to our client. Trusted by financial institutions since 2017, we understand the challenges the business face today, helping with all aspects of Governance, Regulatory & Compliance framework.

Why Alba Compliance

The clients benefit from economies of scale due to Alba Compliance’ specialising in a services which enable pre-
and post application compliance for established licenced players or new structures, venturing into regulated
services and dealings in Singapore and Asia Pacific. We provide assistance with product / service launches;
General ad-hoc advice and assistance with regulatory and related matters.

Checklist

Financial institutions of different sizes outsource AlbaCompliance to ensure everyday compliance

Checklist

You are considering applying for MAS, FCA or ASIC license

Checklist

You might need clarification in reporting obligations, its format and time frame.

Client Categorisation incl new OptIn/OptOut Regime which offers extended safeguards to your accredited investors, requiring you to adjust your policies and procedures, directly impacting on business you are permitted to take on.

Checklist

You require templates, forms designed in accordance to your business specifics.

Checklist

Any other specific Compliance implications on your overall business model and any exemptions your business might be eligible to.

Checklist

Compliance executives may need up to date international expertise on regulatory mandate for financial entities in Singapore.

alba compliance
Ina Mackinnon

Founder – Ina Mackinnon

The firm is led by Ina, ICA accredited in Singapore, capitalizing on her knowledge of Singapore regulatory regime, complimented with extensive and diverse professional experience in UK and Australia.

Ina is the driving force behind creative solutions for its clients assuring a high level of unparalleled standard in servicing with an uncompromised perfection, keeping business models compliant with relevant and all-inclusive sector relevant rules and regulations.

What our clients say

compliance singapore

Contact us to find out
more about our
solutions and how we
can help you.

  • Richmond Liquidity management
  • Acuris Risk Intelligence
  • Morris Capital Australia
  • Olive Financial Markets
  • Tapaas
  • muinmos